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With the release of the Money Laundering Regulations in 2017 came a new Regulation 21, often referred to as the internal controls regulation.

This regulation covers the need to have a Money Laundering Compliance Officer (MLCO), the importance of screening relevant employees and, lastly, the requirement to undertake an independent audit function.

The SRA states that the purpose of an independent audit is to examine the adequacy and effectiveness of a firm’s AML controls and procedures. As Regulation 21 states at the beginning – ‘with the regard to the size and nature of your business …….’ lots of firms felt that they didn’t need the independent audit either because of the size of their firm or the type of work that they did but, these days, the SRA expect the majority of firm’s to have one.

So, what is the Regulation 21 audit all about? Can it be done internally or should it be completed by an external person? How long does it take? What documentation will you need to produce? What are the benefits of the audit?

If you are thinking about having an audit, this 45 minutes - one hour webinar will give you all the information you need to make a considered decision.

MLRO/MLCO/ deputy MLRO/Compliance Team

This webinar is suitable for all levels

This webinar will cover the following:

  • Regulation 21 of the MLR2017 – what does it say?
  • Why have this audit – what are the benefits?
  • What does it cover?
  • Who can complete the audit – internal or external person?
  • How long will it take?
  • What documentation will be required?
  • Will we get a formal report from the person conducting the audit?
  • How often do we need to have one?

This live webinar contains a 45-minute presentation from Jo Morris, a 15-minute Q&A session where you can ask any questions you'd like directly to Jo. You can download your own copy of the presentation and resources to refer to during and after the live webinar.

You will be able to actively listen to the course and ask questions to the speaker.

This live webinar provides you with 1 hour of learning.

Attendees will receive a CPD certificate upon completion of this course.

The live webinar begins at 10am.

The £59 +VAT price includes:

  • 45-minutes of topical content
  • 15-minute interactive Q&A
  • comprehensive notes
  • additional resources

Of course! Once you select the live webinar, you will have the option to select the number of tickets you want to purchase, then you can follow the instructions on the screen. Once your payment has been processed, you will then be asked to assign the tickets to those attending. Each delegate will then receive an email with instructions on how to finalise their booking.

Simply get in touch with info@formediagroup.co.uk to request an invoice, you will need to let us know which live webinar you are booking and how many attendees you need to book.

Agenda

10:00
Webinar Begins
10:45 - 11:00
Live Q&A

Event Information

£59 + VAT

Date
Address
Online
Get directions

Join us for a 60-minute LIVE webinar with Jo Morris. The ticket price includes:

  • 45-minutes of topical content
  • 15-minute interactive Q&A
  • comprehensive lecture notes
  • additional resources
There are only 495 tickets remaining, please reduce your required quantity below this number.
  • Jo Morris

    About the speaker

    Jo Morris

    Jo Morris has almost forty years’ experience of working in solicitors’ practices from being a legal cashier, practice manager and risk and compliance training manager. Jo has been a freelance trainer and consultant since 2015 having previously been the Risk and Compliance Training Manager for a top 40 law firm.

    Jo delivers training in many compliance topics including Anti-Money Laundering, Anti-Bribery Compliance, SRA Standards and Regulations including the SRA Accounts Rules and courses specifically designed for the MLRO/MLCO.

    She is qualified NVQ assessor and holds a Certificate in Education for Teaching in the Lifelong Learning Sector.

    She was highly commended in 2011 by the Legal Education and Training Group (LETG) in the category Best Programme for Lawyers for Solicitors Accounts Rules training. She was shortlisted in the Compliance Trainer of the Year category in the C5 Women in Compliance Awards in 2014.

    Jo is also a Compliance Support Panel member and trainer for the Association of Legal Compliance and Accounts (ALCA)

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