How to build a compliance programme that works

Often Compliance Officers within law firms express concern that no matter how much they spend on compliance, there are still gaps and instances of non-compliance. Whilst there are many factors in building an effective programme, there are some fundamental principles which if followed with ensure your investment in compliance brings results.

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Learning objectives:

• Understand the main elements of a successful compliance programme
• Gain a practical understanding of building engaging training and policies which will be read and understood
• Be able to identify the organisational cultural issues which can damage your compliance programme
• Appreciate the importance of establishing compliance control frameworks and deploying consequences for non compliance